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E. Edward
Zinke
September, 1981
Historical
criticism is the attempt to verify the historicity of and understand the
meaning of an event that is reported to have taken place in the past.
The basis for this evaluation is the tools of historical science.
The
historical-critical method assumes the autonomy of the human scientist
from the Bible as the word of God. It assumes that one must start with
the secular world as a norm for determining meaning and for deciding what
has happened in the past. This method does not accept at face value the
Bible as the Word of God. It would be unscientific and unhistorical to
do so. Rather its claim to be the word of God and its statements claiming
to report history (and finally its statements about theology) must be
verified and accepted as one would accept a statement from the documents
of any other ancient national people. Such a conception implies that the
Bible has come about in the same manner as has any other piece of literature.
Theories of inspiration are interwoven with secular science by more "conservative"
groups. For example, a common concept is that God superintended the production
of Scripture in a manner similar to the way in which the theistic evolutionists
conceive the superintendance of God in the evolution of life. There are
many variations possible within this central theme, some finally saying
that in some sense God gave general direction to the development of the
traditions within Israel and the Christian church and special guidance
to the prophet as he collected these traditions. Some would finally put
emphasis upon the inspiration of the church in knowing which documents
to choose. In general, however, those who hold to the historical-critical
method would find it necessary to reject the idea that God imparted to
the prophet specific objective knowledge regarding Himself, the nature
of the world, and historical events. Even if the historical critic accepted
that possibility it would be necessary for him to verify it on the basis
of historical science. Historical criticism then assumes the time-conditions;
the historical character of the Scriptures. This does not mean that the
historical critic conceives of God revealing Himself objectively within
history, but that he conceives the production of Scripture to have taken
place within historical causes. If God is to be seen as a cause within
the production of Scripture, that must be verified on the basis of principles
of historical science.
The production of Scripture is seen
to have taken place in a similar manner to that of any other piece of
literature. The Bible must thus be studied critically with the same methods
which are used to study any other ancient literature. The Bible is to
be read historically. This does not mean simply that one must give consideration
to the historical background, but that the Bible must be read as a production
of history; therefore, it must be read on the basis of the principles
of secular historical science.
A basic principle of historical science
is autonomy. History is divorced from revelation; the Bible is not the
criterion for writing history; rather, history is the criterion for understanding
and validating the Bible. Man grants to historical science its own authority.
The decision as to what has taken place in the past is made on a basis
external to the Bible, the historian deals with that aspect of the past
which is accessible to him, which is amenable to rational explanation
and interpretation. His goal is to determine what really happened. The
historical-critical method thus serves the historian's need for valid,
reliable evidence to determine whether or not testimony was actually given
by a competent, reliable witness. The historian questions his sources
for their adequacy, veracity, and intelligibility. The sources are like
witnesses in the court of law. The task of the historian is to interrogate
their answers and evaluate their validity. The process of interrogation
and evaluation is called criticism. This procedure relies upon the judgment
and philosophical context of the historian. The historian thus confers
authority upon a witness.[1]
The historical-critical method has
been under development since the age of the enlightenment. It was popularized
for biblical studies by Ernst Troeltsch at the end of the nineteenth century.
He enunciated three basic principles to guide the historian: (1) the principle
of criticism or methodological doubt indicates that all knowledge relies
upon the judgment of historical science and receives a status or probability,
(2) the principle of analogy indicates that present experience is the
criteria of probability for that which took place in the pastall
events are in principle similar, (3) the principle of correlation indicates
that events are so interrelated that a change in one phenomenon necessitates
a change in its causes and effects. Thus historical explanation rests
upon a chain of cause and effect.[2] The methods of Troeltsch were used
to rule out the possibility of the supernatural, and contemporary historical
critics question the old historical-critical method precisely at this
point. It a priori rules out the possibility that God could intervene
in human affairs. Thus there has been felt the necessity of reexamining
the process of history in order to extrapolate new principles which allow
for the possibility of the supernatural. (Notice that the historical critic
reexamined history; he did not go to the Bible to discover where he went
wrong, or to build a new method.) Historians have thus noted new principles;
for example, the principle that every historical event is contingent,
that is, that history is not driven forward by some static nature within
the universe, but that history is in fact in process, that it is open,
and that therefore it is possible for something new to take place within
history. To reaffirm our point, it must be emphasized that even for the
contemporary biblical critic, the supernatural can be accepted only on
the basis of historical science.
The presumed autonomy of the historical-critical
method may be illustrated by its refusal to accept the testimony of Scripture
at its face value; for example, the Bible declares that Jesus Christ was
resurrected from the dead and that the tomb was empty. This declaration
of Scripture is not accepted because it is stated by Scripture; it is
accepted only if it can be confirmed by historical science, and its meaning
is also interpreted within the context of this confirmation. On the basis
of this type of reasoning theologians range from those who accept a bodily
resurrection to those who accept only some kind of spiritual resurrection
in the faith of the disciples. The biblical declaration of a supernatural
historical event is accepted only if there are effects within history
which are explainable only on the basis of the reality of that supernatural
event. Pannenberg deals, for example, with the reality of the resurrection
(not with the event). He accepts the reality of the resurrection because
he feels that the appearance visions were instances of extrasensory perception
in which a reality objective to the perceiver himself was encountered.
It is not possible to accept the theory of subjective visions because
such a theory fails to account for the faith of the disciples which could
scarcely have survived death had not the reality of the appearances overwhelmed
them. Furthermore, Pannenberg finds it inconceivable that the notion of
a single resurrection already accomplished could have arisen within Palestine,
for the apocalyptic expectation of the Jews was that of a general future
resurrection. It is therefore unthinkable that within the traditions of
the Christian church there could have arisen the idea of the resurrection
of a single person as an event already accomplished. The only way to account
for the fact that such a tradition arose within Israel is to accept the
idea that indeed such an event took place. Furthermore, Pannenberg continues,
we cannot accept the concept that the appearances were simply a psychological
chain reaction, for the number of appearances and their temporal distribution
militate against such an idea. The
final result of the historical-critical method is that everything is relevantized
to some particular philosophy of history and to the method which results
from that philosophy.
The science of historical criticism
is a new method based upon a secular understanding of history. In its
basic intent it therefore differs radically from biblical studies which
arose out of the Reformation. The Reformation assumed that the content
and production of Scripture resulted by the will of God rather than the
will of man, and that, although the prophet himself operated within a
historical situation and within a particular language, culture, and thought
form, that he was nonetheless guided by the Holy Spirit in such a way
that the result was the Word of God. Since the result was the Word of
God, the Bible was the authority; and because the Bible was the result
of one author, it was conceived to have a unity. Because of the authority
and unity of the Bible it was to be its own interpreter. That meant not
only that text was to interpret text but that methodological considerations
were to arise out of the Bible alone rather than out of contemporary culture
or philosophical understanding external to the Bible. It was not considered
appropriate to impose upon the Bible any external method, concept, or
principle; rather, these were all to arise from within the Bible itself.
The historical critical method has violated this basic principle by imposing
extraneous norms upon the Bible via historical science.
The historical-critical method often
uses terminology which sounds familiar to Adventists; however, since this
terminology is placed within a different context its meaning is also radically
different. (1) The words "historically conditioned" might mean the historical
context within which God revealed Himself through the prophet, whereas
for the historical critic it means the historical context which is responsible
for the production of the text. (2) The historical-critical method states
that Christianity is a historical religion. By that it means, at the very
least, that Christianity must be studied and verified by the tools of
historical science. But in general this means that Christianity has resulted
from the historical circumstances in which it found itself. At very best
it would allow that God was part of that historical context by virtue
of His acts and providential guiding. For the Adventist, terminology indicating
that Christianity is a historical religion points to God's revelation
of Himself in Jesus Christ and the Bible, a revelation which took place
in history, and a revelation which is both the basis for history and for
understanding history. (3) When historical critics state that contemporary
methodology is moving toward more historical interpretation of the Bible
they do not mean by that an understanding of the historical context within
which God revealed Himself, but rather an understanding of the Bible and
its meaning on the basis of causes and effect which take place in history.
Certain procedures within the historical-critical
method appear to be identical with biblical-critical studies arising within
the recognition of the supreme authority of the Bible, yet when placed
within context these procedures arise out of a different foundation and
are therefore quite diverse. For example, both methods attempt to establish
the best possible text. For the historical-critical method this is based
upon the laws of probability in conjunction with a weighing of the value
of the various texts in use. For method arising out of Scripture it is
the teaching of the Scriptures as a whole that is the final determiner.
Both methods attempt to understand
the meaning of words. For the historical-critical method this is done
independently of the unity of Scripture; for method arising within the
Scriptures this is done within the context of the teaching of Holy Scripture.
Both methods attempt to understand
the particular viewpoint of a writer of Scripture. For the historical-critical
method (taking an example from its application to the gospels) the purpose
is to ascertain that which is common to the surrounding culture, and that
which is unique (that which cannot be explained on the basis of the contemporary
culture); and to determine what is similar and what is "contradictory"
in the gospels. The goal is to derive the kerygma (the central core) from
the gospels, by excluding that which is "contradictory" and that which
can be accounted for within the contemporary culture. Method arising out
of Scripture does not assume contradiction in the Bible writers. Rather
it attempts to gain an understanding of the unity within the various emphases
in order to gain an understanding of the whole of the teaching of Scripture--not
simply of the critically assured minimum that can be affirmed on the basis
of critical method.
Both methods attempt to answer the
question, "What is meant?" However, the historical-critical method answers
that question by isolating the pericope from the rest of Scripture; whereas
biblical method answers it by reference to the unity of Scripture.
Both methods attempt to understand
the historical context. The historical-critical method attempts to understand
the life situation which produced the text; the biblical method desires
to understand the life situation in which God revealed Himself. In the
latter case it is the whole of Scripture that is normative for the application
of the historical background to the texts; furthermore, Scripture as a
whole is the final context for understanding the text. Although these
various procedures may seem, from a superficial standpoint, to be parallel;
yet, because of the radically different contexts out of which they arise,
they are at variance 180 degrees.
It is tempting to state that the problem
with the historical-critical method lies with the presuppositions which
are brought to it. It is stated that we can use the historical-critical
method if we change the presuppositions; however, it must be recognized
that it is the presuppositions which make possible the method. When the
presuppositions are removed, one no longer has the method. A clear example
of this is form criticism, which is designed specifically to deal with
folk literature which arises on the basis of traditions which are formed
according to the laws inherent in the development of folk traditions (notice
that we are not here referring to something which comes specifically by
the will of God through the Holy Spirit, but rather something which develops
naturally within a particular culture and according to particular laws).
If one assumes folk tradition, which arose by these laws, then he is also
free to use the form-critical method. But if one does not assume folk
traditions arising within such a natural context, then one is no longer
free to use the form-critical method. The form-critical method simply
is not designed to operate on materials which have not arisen by the laws
governing the formation of folklore.
If one removes from the historical-critical
method the presupposition of criticism, then he no longer has the historical-critical
method. Criticism means the autonomy of the investigator to make a judgment
on his own apart from the specific declaration of the text. The investigator
may choose to place himself under the text, but only after he has made
an autonomous judgment regarding the text.
It is also tempting to think that
the differences between the two are slight, but here again we must recognize
that the two methods arise from radically different starting points. One
starts with a recognition of the authority and unity of the Scriptures;
the other starts with secular science and accepts unity and authority
only if a case can be made for them on the basis of historical-critical
methods. Methodologically the procedures are 180 degrees apart.
It is easy for the church to recognize
a theological position when that position is taken to its logical conclusionwhen
it is finally stated, for example, that the Old Testament sacrificial
system came from the pagan worldbut it is more important for the
church to be willing to discern why it is that the theologian arrived
at that conclusion. The church must ask not only what is the disease but
what is the cause of the disease, because the causes often predate the
results by many years, and it is often too late to treat the patient when
he has arrived at his final destination. We must be sensitive to the fact
that when a certain road is taken one is headed in a particular direction
and that the end results, in a general sense at least, are predictable.
The historical-critical method has emptied churches in Europe, it has
taught man to live autonomously relative to God's Word. As a church we
must take a decisive stand before we find ourselves in similar circumstances.
We must recognize where we are and treat the causes of the disease before
the results are fatal.
Biblical
Criticism
There
are a number of procedures which operate within the general context of
the historical-critical method: source criticism, form criticism, traditional
criticism, and redaction criticism make the same basic assumptions as
does historical criticism. There is no neat way of dividing one method
from the other, and biblical scholars are still debating exactly where
to draw the lines. It is not the purpose of this short presentation to
contribute to that debate; rather, we are attempting to give a general
understanding as to how biblical-critical studies work. We will use the
general definitions of the Interpreter's Dictionary of the Bible, Supplementary
Edition, as the basis for our designations.
Source Criticism. Source Criticism
was popularized by Wellhausen at the end of the nineteenth century. It
attempts to determine whether or not a piece of literature is a unity
or compositional in character. If the latter, it attempts to determine
the nature of the sources used and the stages of composition. It also
asks about the setting within which the sources emerged and the motives
which were the directing force for the production of the various sources.
The sources are delineated by observing changes in literary style, shifts
in vocabulary and phrasing, breaks in continuity, types of connectors,
changes in theological viewpoint, duplications, and logical, thematic,
chronological, and factual inconsistencies. Such items indicate different
sources. On the basis of these kinds of observations Wellhausen hypothesized
four sources for the PentateuchJ E D P. These sources were
composed in different centuries ranging from the tenth to the sixth century.
At approximately the time of the exile they were brought together into
the form in which we now have them in the Pentateuch.
Source criticism "assumed that the
production of Scripture was conditioned historically not only by the fact
that it had combined documents with a prior history of their own, but
also that wider movements in human life had influenced their contents."[3]
To use the source-critical method means, for example, that it is not appropriate
to use Genesis 1 to interpret Genesis 2, or vice versa, because they come
from different sources which themselves arose out of different life settings
on the basis of different theological motives. Thus it is that we have
two contradictory accounts of creation which cannot appropriately be harmonized.
Form Criticism. Form Criticism
was introduced into biblical-critical studies by Hermann Gunkel at the
beginning of this century. It was first developed in secular literature
by the Grimm brothers at the turn of the nineteenth century in their attempt
to understand German folk literature. Hermann Gunkel felt that the methods
they employed were adequate, seeing that the book of Genesis and the Psalms
were themselves folk literature. Interestingly enough, the form criticism
of the Grimm brothers is no longer applied to German folk literature as
it is now seen by folklorists to be inadequate.
Form criticism attempts to classify
units of written and oral material in their relation to a conjectured
sociological setting out of which they could have arisen within the life
of the community. It assumes that the literary style and structure (for
example the form of our current business letter) and content of a unit
of literature exists by reason of a particular motive and sociological
setting. The form critic attempts to reconstruct that motive and life
setting. Form criticism accepts the work of source criticism but builds
upon it by saying that each of those sources are themselves composed of
smaller units of literature which evolved in different life settings.
"Form Criticism presupposes that, however unwittingly, all Israelites
over many centuries contributed to the making of the Bible; that it was
simply a result of their having had a communal existence as Israelites."[4]
Tradition Criticism. Tradition
criticism accepts the results of source criticism and form criticism,
but attempts to place emphasis upon the history of a unit of literature
(earlier form critics actually combined both processes in their work).
Tradition criticism attempts to trace the process by which a piece of
literature moved from stage to stage until it reached its final form.
Tradition criticism thus attempts to study the long history which lies
behind a pericope within our present Bible. In the Pentateuch, for example,
tradition criticism may think in terms of small units of literature being
produced within varying cultures under specific life settings (Sitz im
Lebem). As these traditions or units of literature are passed on from
generation to generation they are transformed within new life settings,
and as cultures merge, traditions also merge. Thus the unit of literature
as it occurs in our current Bible resulted from merging traditions which
were transformed within each new life setting. If the preacher is to rightly
interpret the Bible as a basis for his sermons (according to the tradition
critic) it is necessary for him to ascertain the tradition history which
lies behind the current text in order to determine the varying life settings
within which this tradition was transmitted, and to isolate those aspects
which come from different life settings. It is only on this basis that
he can understand the historical setting of the text, and thus interpret
it rightly so that he might understand its appropriate meaning for our
contemporary generation. The Bible must be interpreted historically. "Tradition
criticism assumes that the whole community in all expressions of its existence,
participated in giving shape to the tradition and in handing it on, generation
after generation"[5]
Redaction Criticism. Redaction
criticism builds upon the methods of source, form, and tradition criticism;
however, each of these methods assumed that the final redactor (generally
thought of as a school of thought rather than as an individual) who brought
the materials together did so willy-nilly on the basis of subject material
without any particular theme, motive, or life setting of his own. The
redaction critic, in contrast, affirms that the final editorial work took
place on the basis of an individual or school of thought working as an
author within his or their own right. Thus it attempts to discover and
describe the life setting theological themes, and motives which determine
the basis upon which the redactor selected, modified, and shaped the materials
into their final form. We must notice that Mrs. White's concept of the
Bible writers, each writing with their own emphasis, is radically different
from redaction criticism which assumes that the final collector(s) of
the document was himself an author working within and conditioned by a
specific sociopolitical-economic-religious life setting--the basis upon
which he modified, restructured, edited, altered, and added to the materials
in order to make them say what was appropriate within the new life setting
according to new theological motives. Thus it was that the Matthean community
produced these materials within a Palestinian culture; the Lukan community
within a Hellenistic culture, and the Markan within a Roman culture. The
traditions concerning Jesus were collected, interpreted, and modified
according to these various cultures. In order to have an authoritative
saying as the basis for church action, words were placed in the mouth
of Jesus so that the church could confidently face its contemporary situation.
The goal of the biblical critic, then, is to sort back through the process
of collection, interpretation, and modification, attempting to understand
these various aspects within their particular cultural context, for the
purpose of finally arriving at the "historical Jesus." In order to do
this it is necessary to remove everything that can be accounted for on
the basis of the Palestinian, Hellenistic, or Roman culture. Once the
critic has arrived at a critically assured minimum, as some scholars argue,
it is possible to reintroduce items which are consistent with this critically
assured minimum, but which can also be accounted for on the basis of the
contemporary culture. After all, scholars say, it was possible for Jesus
to say something which could have been said by someone living within a
Palestinian context.
Such a procedure finally means that
it is not appropriate to use Matthew to interpret Mark or Luke, and certainly
not to interpret Paul, seeing that it is not appropriate to use one author
writing in one life setting to interpret another author living in another
life setting. Thus it is not appropriate to use the proof-text method
(a smoke screen for the concept that the Bible is its own interpreter).
Each author must be interpreted on his own independent of the others,
and his particular theology must be contrasted with those of the other
Bible writers. Only after the radical differences have been eliminated
(which are accounted for on the basis of the cultural life setting), is
it possible to arrive at the kerygma (the limits of which vary from scholar
to scholar.)
Is it any wonder that some students
trained with this method find it difficult to preach the Bible? It takes
a scholar to ascertain the probability that Jesus actually spoke a given
thought or paragraph!
Summary and Critique. Biblical-critical
methods are the attempt to apply to Scripture contemporary literary methods
used for the study of ancient national documents and folk literature.
They impose an external method upon Scripture. Although there are seeming
similarities to methods arising out of Scripture, because of the vastly
different contexts from which they arise, these similarities are more
in appearance than they are in reality. There have always been interpreters
within the history of Christianity who have pointed to the need for understanding
the type of literature under consideration (for example, the parable,
typology, etc.); however, this consideration is quite different from form
criticism which attempts to account for the genre (type of literature)
and content of the literature on the basis of the life setting which produced
it.
Ellen White warns, in several places,
against procedures such as those just described. Note for example the
following:
The warnings of the
word of God regarding the perils surrounding the Christian church
belong to us today. As in the days of the apostles men tried by tradition
and philosophy to destroy faith in the Scriptures, so today, by the
pleasing sentiments of higher criticism, evolution, spiritualism,
theosophy, and pantheism, the enemy of righteousness is seeking to
lead souls into forbidden paths. To many the Bible is as a lamp without
oil, because they have turned their minds into channels of speculative
belief that bring misunderstanding and confusion. The work of higher
criticism, in dissecting, conjecturing, reconstructing, is destroying
faith in the Bible as a divine revelation. It is robbing God's word
of power to control, uplift, and inspire human lives. By spiritualism,
multitudes are taught to believe that desire is the highest law, that
license is liberty, and that man is accountable only to himself.[6]
Historical
criticism and source criticism were well-developed methods at the time
this statement was written. Tradition criticism was not yet fully developed
as described in this paper. The principles Ellen White describes of dissecting,
conjecturing, and reconstructing the text apply to all of the historical-critical
procedures; however, it is easiest to illustrate with tradition criticism.
The tradition criticism first of all dissects the text into its various
components. It then conjectures a Sitz im Leben for each of those components,
and then reconstructs the text on the basis of the conjectured varying
life settings. Ellen White still speaks to the question of the validity
of the use of these methods within the Adventist Church.
_________________
[1] Edgar
Krentz, The Historical-Critical Method.
[2] Ibid.
[3] Gene M. Tucker, Form Criticism of the Old
Testament, iv.
[4] Ibid.
[5] Ibid.
[6] Ellen G. White, The Acts of the Apostles,
474.
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